The following is meant to provide very general information about some frequently asked questions involving cases before the Office of Administrative Hearings (OAH). It is intended to inform, not to advise, and it does not constitute legal advice. If you do not fully understand the law or your rights in the hearing process, you should seek advice from a lawyer. If you need assistance in finding a lawyer, the Montana State Bar can help you through its lawyer referral program. Information on this service can be found at
www.montanabar.org or by calling the Montana State Bar at (406) 449-6577.
How Does a Human Rights Case Come to the Office of Administrative Hearings?
Generally speaking, a human rights case comes to the Office of Administrative Hearings following the conclusion of an investigation by the Montana Human Rights Bureau and a finding of reasonable cause to believe illegal discrimination occurred (called a "reasonable cause finding"). Before an agency can impose any type of remedy against a party, that party has a right to have a hearing where evidence is presented and the opportunity for cross-examination of witnesses is allowed. This right to have a hearing regarding the evidence and to engage in cross examination is sometimes called a "due process" hearing.
Because a hearing in front of the Office of Administrative Hearings is the first opportunity for the parties to have a due process hearing, an agency's investigative findings cannot be used by and are not binding upon the Hearing Officer. Rather, when a case is in front of OAH, the parties must present their evidence
anew to the hearing officer using witness testimony and documentary evidence. For this reason, parties in a hearing before the OAH cannot rely on the agency's investigative findings to prove their case. Rather, they should be prepared to present their case through the use of witnesses and any relevant documents.
Why Did I receive the Notice of Hearing and What is It For?
The Notice of Hearing is required by statute and it is sent to you to inform you that the Office of Administrative Hearings will be holding a hearing which involves you as a party (participant). The Notice of Hearing will tell you what the hearing will be about and it will also tell you the date and time that a scheduling conference will be held to set the date for the hearing.
Why Did I Receive A Request for Acknowledgment of Service And What Must I Do With It?
Along with the Notice of Hearing, you will have received a request for Acknowledgment of Service. The Office of Administrative Hearings sends these to the parties in order to ensure that the parties have received the Notice of Hearing. When you receive the Acknowledgment of Service, sign it and date and return it to the Office of Administrative Hearings within ten days of the date of the letter accompanying the Acknowledgment of Service. If you do not return the Acknowledgement of Service within that time, the Office of Administrative Hearings will have you served with the Notice of Hearing by a county sheriff.
What Is A Preliminary Prehearing Statement And When Must I File It With The Office of Administrative Hearings?
Within 20 days after the date of the Notice of Hearing, you must file a preliminary prehearing statement with the Office of Administrative Hearings. Generally speaking, in your preliminary prehearing statement, you will provide a list of your contentions in the case, the relief that you seek in the case and a general statement of the facts in your case. You may obtain a copy of the format to follow when preparing your preliminary prehearing statement by accessing the
Office of Administrative Hearings website. If you do not have internet access, you may call the Office of Administrative Hearings at (406) 444-4662 and request that you be provided with a form for the preliminary prehearing statement.
What is the "Order Setting Contested Case Hearing and Prehearing Schedule?"
Once you have returned the Acknowledgment of Service, you will receive an "Order Setting Contested Case Hearing and Prehearing Schedule." This document contains important information about the date set for the hearing, the location of the hearing, and important prehearing deadlines that you must follow. Read it carefully and make sure that you comply with all of the directives contained in the order.
Do I need a lawyer?
The answer to this question depends in part on whether a party is an individual or a corporation.
An individual has the right to represent himself in proceedings before the OAH and is not required to have a lawyer. Keep in mind, however, that an individual who chooses to represent himself will be expected to know and comport with the rules and statutes that apply to the case. Because of this, individuals who are not trained in the law should seriously consider retaining an attorney as these cases can become legally complex. An individual wishing to be represented by a lawyer must retain and pay the lawyer.
A corporation or limited liability company (LLC) must retain a lawyer who is permitted to practice law in Montana to represent it in hearings before OAH. If a corporation or LLC refuses or fails to retain a lawyer to represent it, the hearing officer by law cannot permit the corporation or LLC to appear and put on evidence at the hearing.
A party that will be represented by a lawyer should retain the lawyer as early as possible in the proceedings.
What is a Hearing Officer?
The hearing officer is an employee of the Office of Administrative Hearings who is assigned to hear a contested case. The hearing officer is charged with making sure that all parties to a case have a fair, impartial, and independent forum in which to present evidence and make arguments in a contested case. The hearing officer will decide the facts of the case and apply the law to the case in a written decision.
What Is Discovery?
Discovery is a process by which the parties obtain and exchange information about the case before the hearing. All parties to a case may undertake discovery. In most cases it is conducted pursuant to the
Montana Rules of Civil Procedure. Discovery may include asking written questions of another party or answering written questions served upon you by a party. These written questions are known as interrogatories. Discovery may also include taking or attending a deposition. A deposition is an oral question-and-answer session where a witness to the case is placed under oath and asked questions about the case. It is usually recorded by a court reporter.
All parties are required to cooperate in the discovery process. A party's failure to cooperate can result in the hearing officer imposing sanctions against that party.
What Are Discovery and Exchange Deadlines?
The hearing officer will set a discovery deadline and a date by which the parties must exchange and file a list of witnesses they intend to call and a list of exhibits they intend to use at hearing. Discovery deadlines are set so that the hearing process can be completed as expeditiously as possible. An exchange deadline is set so that each side will know what the other side intends to offer at the hearing, thereby reducing the likelihood of unfair surprise at the hearing. This helps to ensure that each side has a fair hearing. The discovery deadline and date for exchanging witness and exhibit lists will be noted in the scheduling order you will receive.
Discovery deadlines and exchange deadlines are very important and the hearing officer will expect you to comply with them unless forces beyond your control (for example, a witness or opposing party refuses to comply with your discovery requests) prevent the you from meeting the deadline. If you fail without good cause to comport with these deadlines, you may be precluded from presenting witnesses or exhibits at the hearing.
When planning out the discovery you wish to undertake, keep in mind that the discovery must be completed no later than the date which the hearing officer sets. If you choose to send the opposing party a set of interrogatories, you must provide them to that party sufficiently ahead of time to allow them to respond to the interrogatories on or before the discovery deadline. In Montana, a party has 30 days to respond to interrogatories. Likewise, if you choose to obtain discovery about documents that a party or witness has, you must serve the party or witness with a request to produce the documents sufficiently ahead of time to permit them to provide you with the requested documents on or before the discovery deadline.
How Do I Get A Witness to Testify at Hearing?
If you are unsure whether your witness will appear to testify at hearing, the hearing officer can issue a subpoena requiring the witness to appear at the hearing and testify.
What is a subpoena?
There are basically two types of subpoenas. The first is an order for someone to appear at the hearing to testify. The second is an order for someone to make documents or other items available to you. If you want a subpoena, you must prepare a subpoena in the form prescribed by the Office of Administrative Hearings for the hearing officer's signature. Subpoena forms are available through the OAH website.
A subpoena may not be served by a party to the case. Process servers can be found in the Yellow Pages. A copy of the subpoena, along with an affidavit from the person serving the original subpoena, must be returned to OAH. Since you are required to have the subpoena served on the person or entity you wish to subpoena, you should request subpoenas well in advance of the hearing.
What is a Final Prehearing Statement?
A final pre-hearing statement is prepared in the same manner as the preliminary prehearing statement. The reason for having the parties file final prehearing statements is to alert the hearing officer and the parties to any changes that a party may have in its factual or legal contentions or in the relief the party is requesting because it is not unusual for the parties to learn of new relevant facts or to refine their contentions during the discovery. In order to ensure that the parties have a fair hearing, it is important that the parties file a final prehearing statement.
What is a Prehearing Conference?
The hearing officer will hold a final telephonic prehearing conference a week to ten days before the hearing. The date and time for the prehearing conference will be noted in the scheduling order and it is important that you be available to participate in the conference.
The purpose of the conference is to streamline the hearing by (1) asking the parties if there are any facts to which the parties can stipulate (agree) and (2) identifying for the hearing officer exhibits which the parties will agree to admit into the record. The hearing officer may also ask the parties about the exhibits the party intends to introduce and may also ask the parties about their respective exhibits and whether there will be any objections to the admission of those exhibits. Finally, the hearing officer will consider any motions that have not been previously ruled on.
Be prepared for the conference. Prior to the conference, take a look at the witnesses and the exhibits that the other side is proposing to present at hearing. Be prepared to tell the hearing officer which, if any, facts that you agree happened and which, if any, exhibits you will agree to admit into the record.
After the conference is concluded, the hearing officer may issue a final prehearing order setting out the issues to be decided in the case, each party's contentions of fact and law, and the facts that the parties agree occurred and the exhibits that the parties will agree to admit at hearing. When you receive it, read it carefully. The final prehearing order will control the hearing so it is important that it correctly reflects your understanding of the parties' discussions at the final prehearing conference.
What is A Hearing?
An administrative hearing is like a court trial, but somewhat less formal. Evidence is presented by each party, either through sworn testimony or through admissible documents. Before the hearing, each party may make an opening statement to tell the hearing officer what the party believes the evidence will show. At the end of the hearing, the hearing officer will have each party present a closing argument or require them to file post-hearing briefs to further explain a legal or factual issue that may have arisen during the hearing. If the hearing officer wants to have the parties file post-hearing briefs, he will set a date after the hearing by which the parties must do so and he will provide the parties with adequate time to do so. After the hearing has concluded and post-hearing briefing, if any, is completed, the hearing officer will review all the evidence, argument and briefing and issue a decision as soon as practicable.
What Is Evidence And Why Is It Important?
There are generally two types of evidence that are presented at hearings. The first is testimonial evidence, that is, evidence that comes from the testimony of a witness. The second type of evidence is documentary evidence, that is, documents that are relevant to the issues being decided in the case. As an example, in a wage and hour case, documents that will be very important are things such as pay check stubs, time cards, or perhaps a written employment agreement.
When deciding what testimonial evidence to present at hearing, choose witnesses who have firsthand information: a person who directly saw or heard the event to which they are testifying. Someone who testifies about what someone else said, saw, or heard is giving hearsay testimony. Because the formal rules of evidence that apply in Montana district court also apply to a human rights case, hearsay testimony will in many instances
not be admissible at hearing. Even if hearsay testimony is admitted, it may not carry as much weight as evidence coming through a person who has first-hand knowledge. A witness with firsthand information is generally considered more reliable than one who presents only hearsay evidence since a witness with firsthand information can be cross-examined.
When you are considering which documents to present at hearing, remember to make sure the documents are relevant to the issues in the case. Be prepared to have a witness testify (whether it is you or another person) who can explain what the document is and how it is relevant to the case. Although in many circumstances photocopies of relevant documents will be admissible, it is a good idea to bring original documents for the hearing if possible.
The evidence you produce at hearing is very important because only evidence presented at the hearing will be considered. Therefore, you should have all your witnesses and all your documents available for the hearing. When you are preparing for hearing, carefully think through your case. Ask yourself what information, documents, or witnesses will help to establish the facts in your favor.
What If I Need To Reschedule A Hearing?
Sometimes either or both parties may need to request that a hearing be rescheduled. This is done by filing a motion for a continuance. If you need to file a motion for a continuance, you should first call the opposing side to find out if they have any objection to continuing the hearing. Your motion for a continuance must be in writing and must show good cause for requesting the continuance. You should also note in your motion that you have contacted the opposing side and you should state whether or not they object to continuing the hearing. The hearing officer will make a decision as to whether there is a good reason for granting a continuance. If there is, the hearing will be rescheduled.
What Is the Burden of Proof?
When a litigant has the burden of proof, that litigant really has two burdens. The first is the "burden of going forward," also known as the "burden of production." The second is called the "burden of persuasion." The burden of going forward is just what the name implies: the party who has this burden is required to present evidence first to prove his or her claim before the opposing party has any requirement to present any evidence. To borrow an analogy from running, the runner who never leaves the starting line is akin to the litigant who fails to meet the burden of going forward. Like the runner who never "leaves the blocks," the litigant who fails in the burden of going forward can never hope to win his case because he is never in the race.
The burden of persuasion, on the other hand, entails more than the burden of putting on some evidence. The burden of persuasion requires a party to persuade the hearing officer that the party is entitled to the relief sought. It is possible for a party to meet the burden of production, yet still lose the case because the party failed to meet the burden of persuasion. Returning to the runner analogy, the litigant who fails to meet his burden of persuasion is like the runner who loses the race because he has not trained sufficiently to run faster than the other runner. While he is obviously ahead of the runner who never left the starting block, he nevertheless fails to reach his goal of winning the race.
In order to meet the burden of persuasion, the party bearing that burden must, in most cases, prove his case by a "preponderance of the evidence." This standard of proof basically requires the party to demonstrate to the hearing officer that the existence of the fact in question is more likely than not.
Which party to a Human Rights case bears the burden of proof?
A person who has filed the human rights complaint (also known as a charging party) bears the burden of proof and the burden of persuasion.
What is a Decision?
A decision explains what the hearing officer has found to be the facts in your case, the law that applies to your case, and who has won the case. The decision will also contain important information about a party's rights to appeal the decision. In a human rights case, the hearing officer's decision will be called a "Hearing Officer Decision and Notice of Administrative Decision." It is important to read the decision carefully once you receive it and to also pay close attention to and comply with the information regarding appeal rights should you chose to appeal the decision.
What Can I Do If Want To Appeal The Decision?
If you do not agree with the hearing officer's decision, you will have the right to appeal that decision the Montana Human Rights Commission. The decision will contain explicit instructions (in a section in the decision called a "Notice of Issuance of Administrative Decision") that will tell you where to file an appeal, how to file an appeal, and the deadline by which the appeal must be filed. It is very important that you read and follow these instructions carefully. If you fail to file your appeal in the manner stated in the instructions or if you fail to file your appeal on or before the deadline stated in the instructions, you may lose your right to appeal the decision.
What If I Or One of My Witnesses Need An Accommodation?
The Office of Administrative Hearings endeavors to ensure the accessibility of its hearings to all persons with disabilities. Should you or anyone you call as a witness need an accommodation, contact the Office of Administrative Hearings at (406) 444-4662 as soon as you learn of the need for the accommodation.
It is important to contact the Office of Administrative Hearings right away to request an accommodation as a failure to do so may result in a delay in the hearing in order to ensure that reasonable efforts to accommodate the need are met.
What if I need an interpreter?
The Office of Administrative Hearings will attempt to furnish an impartial interpreter at the hearing if you give advance notice. If you need an interpreter, call the telephone number on your Notice of Hearing immediately.